Any statements or terms in this Policy are meant as follows, unless the said statements will be otherwise expressed or described.

1. “Policy” refers to the Directors and Executives’ Securities Trading Policy.
2. “Company” refers to Krungdhep Sophon Public Company Limited.
3. “Securities” refers to (ordinary and preference) shares and convertible securities, for instance, Debenture, Convertible Debenture, Warrants for Purchasing Shares, or Transferable Subscription Rights (“TSR”), Stock Options, Derivatives (for instance, Futures and Option), and other financial instruments which are tradable in the financial market.
4. “Trading” refers to the purchase, sale, transfer, or transfer acceptance of the securities and/or the legal benefits in securities, including exercise of the rights to purchase shares or exercise of the rights under Warrants for Purchasing Shares or Convertible Debentures.
5. “Inside Information” refers to the fact as the essence for making the decision on the securities trading which is not publicly disclosed. The samples of the inside information are as follows:
   • a. Financial position and financial turnover.  
   • b. Financial projections.
     • (c)   Dividend payment or non-dividend payment.
       (d)   Change in credit rating.
       (e)   Change in the securities’ par value.
       (f)    Call for securities redemption.
       (g)   Business plan, including strategic plan, marketing plan and fund-raising plan.
       (h)   Significant change in investment plan or investment structure.
       (i)    Joint venture, merger, or sale of business.
       (j)    Tender offer of other company’s securities.
       (k)   Purchase or sale of the key assets.
       (l)    Information of the important new product.
       (m)  Acquisition or loss of the important trade contract.
       (n)   Important legal disputes.
       (o)   Change in the Company’s objectives.
       (p)   Change in the significant accounting policies.
       (q)   Change in the controlling power or significant change in the Board of Directors or top executive
       (6)   “Director” refers to the director of the Company.
       (7)   “Executive” refers to the Managing Director, the person who holds the first four executive level office descending from the Managing Director and includes the person who holds the executive level office in the accounting or financial line in the level of department manager or equivalent of the Company (in the definition of the Office of the SEC).
       (8)   “Persons designed by the Company” refer to the persons who are in the office or duty to perceive the inside information of the Company (including the spouse and underage child of the said persons). The sample of the persons who may perceive the insider information is as follows.  
            a)    Directors.
            b)    Executives.
            c)    Employees in the following work units of Accounting Department, Finance Department, Investor Relations Department and Company Secretary, Risk Management Department, and Marketing Department.
            d)    Every employee who attends the Board of Directors’ meeting and/or the Sub-Committee’s meeting in the agenda relating to the matters pursuant to Clause 4 (4).
            e)    Any other persons designated by the Company
       However, the Company Secretary is responsible for maintaining the Register of the Lists of Persons Designated by the Company and notifying the said persons for acknowledgement upon addition or deletion of the lists in said Register.